Broker Dealer Commissions

Broker Dealer Commissions

Broker Dealer Commissions makes up the first C within the five C’s of C5 Solutions. Commissions within C5 Solutions is run by our robust platform called WinOPS. WinOPS is the back office powerhouse that accommodates unlimited combinations of commission processing via representatives, mangers and custodians. WinOPS uses a combination of commission structures to give the users multiple options including: payouts, split reps, tiers and overrides that can be set specifically to product type or GDC breakpoints. C5’s WinOPS has a extensive rules engine that prevents compliance violations by putting any such violations on hold.

C5 Solutions takes commission processing to the next level from electronic commission statements to automated licensing costs, ticket charges and other expenses. Commission processing can be done manually or automated with no matter the size or scale of your broker dealer. Give your broker dealer back office the capability and technology to have detailed statements every payment cycle. Our robust data aggregate allows for quality books and record for audit trails from integrating data from third party sources like DST, Pershing and DTCC. Have complete position files for useful data to help improve 17-a3 letters. To gain full control of your back office with respect to commission processing and reporting learn more about WinOPS.