Broker Dealer Continuity Planning
Broker Dealer Continuity Planning through consistency of systems and training can effectively minimize a Broker Dealers exposure to any threat, regulatory or cyber. The C5 Solutions lifestyle consists of a solution blueprint, implementation, testing, upkeep and analysis. This is a continual cycle to keep Broker Dealers ahead of the game with advanced systems. From disaster recovery to policy management within a Broker Dealer C5 Solutions has the required tools available. Develop rules based on suitability and KYC (know your customer) information to keep your Broker Dealer from regulatory fines. Learn More about Hosting. With the arise of cyber security breaches is your Broker Dealer back office system keeping client, rep and other sensitive data safe? C5 Broker Dealer Continuity Planning is ahead of the curve from paperless processing, straight through processing, download integration, regulatory security and cyber security can you afford to be behind?