Broker Dealer Customer Data Aggregation

Broker Dealer Customer Data Aggregation

Broker Dealer Customer Data Aggregation for administrative purposes is crucial to the Broker Dealer back office. C5 Solutions believes that data security is paramount which is why we have specific rules for all users within your system. FINRA compliant data keeps all of the workflow images, documents and information safe. We track everything from suitability, rep appointments to OFAC data. WinOPS is the robust tool C5 Solutions uses for back office data. The basic flow of WinOPS is having Products to sell, a Rep to do the selling and a Customer to buy the product. This data is then pushed to customer holdings to end of day processing and onto commissions for 1099 reporting.

Keeping virtual documents secure while allowing for mobile access is a great advantage to any broker dealer. Controlling data from third party sources allows for accurate integration for Broker Dealers to stay versatile with evolving industry and regulatory changes. FINRA books-and-records, rep licensing, suitability and compliance tools at your finger tips. Industry standard security allows for secure access of back office data with our Mobile Dashboard. Have systematized data allowing your Broker Dealer staff to focus new business instead of reviewing NIGO business. Broker Dealer Customer Data Aggregation is the backbone of the C5 Solutions back office software. To see a full range of what WinOPS can do click here.