Our Products

C5 Solutions Broker Dealer Software is compromised of three applications that work together for Commissions, Compliance, Workflow, Imaging, On Boarding solutions. For commission and compliance purposes WinOPS handles all processing, reporting and data management. The Mobile Dashboard allows users to access back office tools, along with technology for electronic on-boarding and communication to the back office & reps in the field. Our Compliance Console is used for real-time multilevel review of documents, images and forms while having the ability to communicate with any reps using the Mobile Dashboard. Customer On Boarding and Workflow tools are built into the Mobile Dashboard. WinOPS handles the robust Imaging system which either the Compliance Console or the Mobile Dashboard can access. Since 1984 our stated goal has been to offer technology based solutions to introducing broker dealers that are:

  • Easy to Install/Maintain
  • Easy to Learn
  • Easy to Use
  • Hard to Break
  • Easy to Fix

For a comprehensive list of what our system includes please Click Here

If any of the items listed below are of any interest please feel free to contact us and get started with a trial system.

  • Commission Processing
  • Compliance Console (Workflow and Image Management)
  • Compliance Complete Customer/Rep/Product/Transaction Data Repository(FINRA books-and-records, rep licensing, suitability and compliance
  • Customer Data Aggregation (DST FanMail, Clearing Firms, etc.)
  • FINRA books-and-records, rep licensing, suitability and compliance
  • Scalable Broker/Dealer platforms from $550 per month
  • Accommodates firms with 5 – 5000+ reps
  • Simplifies downloading of clearing firm and mutual fund files
  • Individualized rep payouts, splits and overrides
  • Embedded imaging system and fill-able forms library
  • Two-way Laser App facilitates primary On-Boarding using existing forms
  • AML, CIP and OFAC compliance
  • Mobile access for reps and/or branches
  • Staff training included at no charge

Our Products – Broker Dealer Software

Our Products – C5 Solutions Broker Dealer Software with WinOPS, Mobile Dashboard, Compliance Console, On Boarding, Imaging and Hosting.